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Houston James C's Form 4 filing

Davey Tree Expert Co · filed Oct 17, 2025

Accession no.
0001628280-25-045290
Filed
Oct 17, 2025
Trade date
Oct 16-17, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $709.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Houston James CCIK 0001929436Other: Retired Officer

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 16, 2025Common StockSSaleDisposed−27,834$25.50−$709,76767,753Direct
Oct 17, 2025Common StockMOption exerciseAcquired+4,000$8.18+$32,72071,753Direct
Oct 17, 2025Common StockMOption exerciseAcquired+4,000$8.80+$35,20075,753Direct
Oct 17, 2025Common StockMOption exerciseAcquired+4,000$9.55+$38,20079,753Direct
Oct 17, 2025Common StockMOption exerciseAcquired+3,630$10.55+$38,296.583,383Direct
Oct 17, 2025Common StockMOption exerciseAcquired+3,800$12.10+$45,98087,183Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 17, 2025Common StockMOption exerciseDisposed−4,000$0.00$00Direct
Oct 17, 2025Common StockMOption exerciseDisposed−4,000$0.00$00Direct
Oct 17, 2025Common StockMOption exerciseDisposed−4,000$0.00$00Direct
Oct 17, 2025Common StockMOption exerciseDisposed−3,630$0.00$00Direct
Oct 17, 2025Common StockMOption exerciseDisposed−3,800$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)