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Simon Ronald I's Form 4 filing

Ellington Financial Inc. (EFC) · filed Oct 2, 2025

Accession no.
0001628280-25-043750
Filed
Oct 2, 2025
Trade date
Sep 10-11, 2025
Filing delay
22 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $75.2K. It was filed 22 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Simon Ronald ICIK 0001060435Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 10, 2025Common StockAGrant or awardAcquired+9,198$0.00$074,456Indirect
Sep 11, 2025Common StockPPurchaseAcquired+5,544$13.56+$75,176.6480,000Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)