Emmons Lance's Form 4 filing
Miami International Holdings, Inc. (MIAX) · filed Aug 18, 2025
- Accession no.
- 0001628280-25-040653
- Filed
- Aug 18, 2025
- Trade date
- Aug 14-15, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 11 derivative transactions. Open-market purchases total $125.76. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Emmons LanceCIK 0002080679 | Officer (EVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2025 | Common Stock | CConversionDisposed | −57,646 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2025 | Nonvoting Common Stock | MOption exerciseDisposed | −22,221 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2025 | Common Stock | MOption exerciseAcquired | +22,221 | $0.00 | $0 | 22,221 | Direct | |
| Aug 15, 2025 | Nonvoting Common Stock | MOption exerciseDisposed | −6,195 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2025 | Common Stock | MOption exerciseAcquired | +6,195 | $0.00 | $0 | 6,195 | Direct | |
| Aug 15, 2025 | Nonvoting Common Stock | MOption exerciseDisposed | −102,779 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2025 | Common Stock | MOption exerciseAcquired | +102,779 | $0.00 | $0 | 102,779 | Direct | |
| Aug 15, 2025 | Nonvoting Common Stock | MOption exerciseDisposed | −125,000 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2025 | Common Stock | MOption exerciseAcquired | +125,000 | $0.00 | $0 | 125,000 | Direct | |
| Aug 15, 2025 | Nonvoting Common Stock | MOption exerciseDisposed | −68,804 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2025 | Common Stock | MOption exerciseAcquired | +68,804 | $0.00 | $0 | 68,804 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Includes 57,646 shares of Series B Preferred Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's initial public offering ("IPO") and which have no expiration date.
Referenced by the price of 1 transaction in Table I.
- F2
Mr. Emmons disclaims ownership of the shares owned by his son.
Referenced by the price of 1 transaction in Table I.