Adkins Katherine's Form 4 filing
Affirm Holdings, Inc.AFRM · filed Aug 5, 2025
- Accession no.
- 0001628280-25-037983
- Filed
- Aug 5, 2025
- Trade date
- Aug 1-5, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $4.55M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adkins KatherineCIK 0001870331 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2025 | Class A Common Stock | MOption exerciseAcquired | +1,706 | $0.00 | $0 | 114,173 | Direct | |
| Aug 1, 2025 | Class A Common Stock | FTax withholdingDisposed | −773 | $66.41 | −$51,334.93 | 113,400 | Direct | |
| Aug 4, 2025 | Class A Common Stock | MOption exerciseAcquired | +59,267 | $23.33 | +$1,382,699.11 | 172,667 | Direct | |
| Aug 4, 2025 | Class A Common Stock | SSaleDisposed | −59,267 | $75.02F3 | −$4,446,210.34 | 113,400 | Direct | |
| Aug 5, 2025 | Class A Common Stock | MOption exerciseAcquired | +1,329 | $23.33 | +$31,005.57 | 114,729 | Direct | |
| Aug 5, 2025 | Class A Common Stock | SSaleDisposed | −1,329 | $75.00F4 | −$99,675 | 113,400 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2025 | Class A Common Stock | MOption exerciseDisposed | −1,401 | $0.00 | $0 | 18,219 | Direct | |
| Aug 1, 2025 | Class A Common Stock | MOption exerciseDisposed | −305 | $0.00 | $0 | 1,525 | Direct | |
| Aug 4, 2025 | Class A Common Stock | MOption exerciseDisposed | −59,267 | $0.00 | $0 | 7,818 | Direct | |
| Aug 5, 2025 | Class A Common Stock | MOption exerciseDisposed | −1,329 | $0.00 | $0 | 6,489 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average sale price of the shares sold from $75.00 to $75.15 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price of the shares sold from $75.00 to $75.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.