Sugarman Steven's Form 4 filing
Patriot National Bancorp Inc (PNBK) · filed Apr 1, 2025
- Accession no.
- 0001628280-25-016057
- Filed
- Apr 1, 2025
- Trade date
- Mar 20, 2025
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 3 derivative transactions. Open-market purchases total $5.26M. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sugarman StevenCIK 0001504590 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2025 | Common Stock | PPurchaseAcquired | +7,019,978 | $0.75 | +$5,264,983.5 | 7,019,978 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2025 | Common Stock | PPurchaseAcquired | +1,533,333 | – | – | 19,167 | Indirect | |
| Mar 20, 2025 | Common Stock | JOtherAcquired | +466,667 | – | – | 25,000 | Indirect | |
| Mar 20, 2025 | Common Stock | AGrant or awardAcquired | +4,049,593 | $0.00 | $0 | 4,049,593 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.