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Ulman Doug's Form 4 filing

Root, Inc. (ROOT) · filed Mar 26, 2025

Accession no.
0001628280-25-014964
Filed
Mar 26, 2025
Trade date
Mar 24, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $350.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ulman DougCIK 0001827699Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 24, 2025Class A Common StockCConversionAcquired+2,000––8,201Direct
Mar 24, 2025Class A Common StockSSaleDisposed−2,000$175.00−$350,0006,201Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 24, 2025Class B Common StockMOption exerciseDisposed−2,000$0.00$033,352Direct
Mar 24, 2025Class A Common StockMOption exerciseAcquired+2,000$0.65+$1,3002,000Direct
Mar 24, 2025Class A Common StockCConversionDisposed−2,000$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)