Ulman Doug's Form 4 filing
Root, Inc.ROOT · filed Mar 17, 2025
- Accession no.
- 0001628280-25-013118
- Filed
- Mar 17, 2025
- Trade date
- Mar 13, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $554.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ulman DougCIK 0001827699 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2025 | Class A Common Stock | CConversionAcquired | +4,000 | –F1 | – | 10,201 | Direct | |
| Mar 13, 2025 | Class A Common Stock | SSaleDisposed | −4,000 | $138.53 | −$554,120 | 6,201 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2025 | Class B Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 35,352 | Direct | |
| Mar 13, 2025 | Class A Common Stock | MOption exerciseAcquired | +4,000 | $0.65 | +$2,600 | 4,000 | Direct | |
| Mar 13, 2025 | Class A Common Stock | CConversionDisposed | −4,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Referenced by the price of 1 transaction in Table I.