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Bal Kanwardev Raja Singh's Form 4 filing

indie Semiconductor, Inc. (INDI) · filed Mar 10, 2025

Accession no.
0001628280-25-011783
Filed
Mar 10, 2025
Trade date
Mar 6-10, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $10.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bal Kanwardev Raja SinghCIK 0001596915Officer (SVP Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 6, 2025Class A Common StockMOption exerciseAcquired+6,250$0.00$079,725Direct
Mar 7, 2025Class A Common StockSSaleDisposed−2,812$2.90−$8,154.876,913Direct
Mar 9, 2025Class A Common StockMOption exerciseAcquired+1,442$0.00$078,355Direct
Mar 10, 2025Class A Common StockSSaleDisposed−661$2.85−$1,883.8577,694Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 6, 2025Class A Common StockAGrant or awardAcquired+12,500$0.00$012,500Direct
Mar 6, 2025Class A Common StockMOption exerciseDisposed−6,250$0.00$06,250Direct
Mar 9, 2025Class A Common StockMOption exerciseDisposed−1,442$0.00$01,443Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)