Simpson Kathryn G's Form 4 filing
Northrop Grumman Corp (NOC) · filed Feb 20, 2025
- Accession no.
- 0001628280-25-006864
- Filed
- Feb 20, 2025
- Trade date
- Feb 18, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $395.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Simpson Kathryn GCIK 0001986485 | Officer (Corp VP & General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2025 | Common Stock | MOption exerciseAcquired | +1,096.75 | $0.00 | $0 | 2,764.43 | Direct | |
| Feb 18, 2025 | Common Stock | FTax withholdingDisposed | −366 | $441.36 | −$161,537.76 | 2,398.43 | Direct | |
| Feb 18, 2025 | Common Stock | MOption exerciseAcquired | +468 | $0.00 | $0 | 2,866.43 | Direct | |
| Feb 18, 2025 | Common Stock | FTax withholdingDisposed | −163 | $441.36 | −$71,941.68 | 2,703.43 | Direct | |
| Feb 18, 2025 | Common Stock | SSaleDisposed | −889 | $445.35 | −$395,916.15 | 1,814.43 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2025 | Common Stock | AGrant or awardAcquired | +4,355.75 | $0.00 | $0 | 10,056.75 | Direct | |
| Feb 18, 2025 | Common Stock | AGrant or awardAcquired | +1,965 | $0.00 | $0 | 4,552 | Direct | |
| Feb 18, 2025 | Common Stock | MOption exerciseDisposed | −1,096.75 | $0.00 | $0 | 8,960 | Direct | |
| Feb 18, 2025 | Common Stock | MOption exerciseDisposed | −468 | $0.00 | $0 | 4,084 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.