Pearson Mark's Form 4 filing
Equitable Holdings, Inc.EQH · filed Feb 18, 2025
- Accession no.
- 0001628280-25-006134
- Filed
- Feb 18, 2025
- Trade date
- Feb 13-14, 2025
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.66M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pearson MarkCIK 0001512442 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2025 | Common Stock | AGrant or awardAcquired | +94,524 | $0.00 | $0 | 724,462.97 | Direct | |
| Feb 14, 2025 | Common Stock | MOption exerciseAcquired | +20,000 | $23.18 | +$463,600 | 744,462.97 | Direct | |
| Feb 14, 2025 | Common Stock | SSaleDisposed | −600 | $53.99F4 | −$32,394 | 743,862.97 | Direct | |
| Feb 14, 2025 | Common Stock | SSaleDisposed | −19,300 | $55.28F5 | −$1,066,904 | 724,562.97 | Direct | |
| Feb 14, 2025 | Common Stock | SSaleDisposed | −100 | $55.78 | −$5,578 | 724,462.97 | Direct | |
| Feb 14, 2025 | Common Stock | SSaleDisposed | −429 | $54.20F6 | −$23,251.8 | 724,033.97 | Direct | |
| Feb 14, 2025 | Common Stock | SSaleDisposed | −9,571 | $55.28F7 | −$529,084.88 | 714,462.97 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2025 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 426,400 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
This transaction was executed in multiple trades at prices ranging from $53.7450 to $54.7300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $54.7600 to $55.7500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $53.8500 to $54.8200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $54.8800 to $55.7500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.