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Ninivaggi Angelo Michael Jr's Form 4 filing

Plexus Corp (PLXS) · filed Jan 31, 2025

Accession no.
0001628280-25-003374
Filed
Jan 31, 2025
Trade date
Jan 30-31, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $496.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ninivaggi Angelo Michael JrCIK 0001374160Officer (Exec VP, CAO, Gen Coun & Secy)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 30, 2025Common Stock, $.01 par valueSSaleDisposed−2,166$144.71F1−$313,441.8630,758Direct
Jan 30, 2025Common Stock, $.01 par valueSSaleDisposed−1,057$145.80F2−$154,110.629,701Direct
Jan 30, 2025Common Stock, $.01 par valueSSaleDisposed−200$146.30−$29,26029,501Direct
Jan 31, 2025Common Stock, $.01 par valueMOption exerciseAcquired+5,150–F3–34,651Direct
Jan 31, 2025Common Stock, $.01 par valueFTax withholdingDisposed−2,467$141.71−$349,598.5732,184Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 31, 2025Common Stock, $.01 par valueMOption exerciseDisposed−5,150–F3–0Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $144.27 to $145.235 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F2

This transaction was executed in multiple trades at prices ranging from $145.29 to $146.25 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 31, 2025.

Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)