Pearson Mark's Form 4 filing
Equitable Holdings, Inc. (EQH) · filed Jan 16, 2025
- Accession no.
- 0001628280-25-001757
- Filed
- Jan 16, 2025
- Trade date
- Jan 15, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.55M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pearson MarkCIK 0001512442 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 15, 2025 | Common Stock | MOption exerciseAcquired | +8,734 | $21.34 | +$186,383.56 | 648,672.97 | Direct | |
| Jan 15, 2025 | Common Stock | MOption exerciseAcquired | +11,266 | $23.18 | +$261,145.88 | 659,938.97 | Direct | |
| Jan 15, 2025 | Common Stock | SSaleDisposed | −9,877 | $51.65 | −$510,147.05 | 650,061.97 | Direct | |
| Jan 15, 2025 | Common Stock | SSaleDisposed | −123 | $52.03 | −$6,399.69 | 649,938.97 | Direct | |
| Jan 15, 2025 | Common Stock | SSaleDisposed | −20,000 | $51.65 | −$1,033,000 | 629,938.97 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 15, 2025 | Common Stock | MOption exerciseDisposed | −8,734 | $0.00 | $0 | 457,666 | Direct | |
| Jan 15, 2025 | Common Stock | MOption exerciseDisposed | −11,266 | $0.00 | $0 | 446,400 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.