Pearson Mark's Form 4 filing
Equitable Holdings, Inc.EQH · filed Jan 16, 2025
- Accession no.
- 0001628280-25-001757
- Filed
- Jan 16, 2025
- Trade date
- Jan 15, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.55M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pearson MarkCIK 0001512442 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 15, 2025 | Common Stock | MOption exerciseAcquired | +8,734 | $21.34 | +$186,383.56 | 648,672.97 | Direct | |
| Jan 15, 2025 | Common Stock | MOption exerciseAcquired | +11,266 | $23.18 | +$261,145.88 | 659,938.97 | Direct | |
| Jan 15, 2025 | Common Stock | SSaleDisposed | −9,877 | $51.65F3 | −$510,147.05 | 650,061.97 | Direct | |
| Jan 15, 2025 | Common Stock | SSaleDisposed | −123 | $52.03F4 | −$6,399.69 | 649,938.97 | Direct | |
| Jan 15, 2025 | Common Stock | SSaleDisposed | −20,000 | $51.65F5 | −$1,033,000 | 629,938.97 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 15, 2025 | Common Stock | MOption exerciseDisposed | −8,734 | $0.00 | $0 | 457,666 | Direct | |
| Jan 15, 2025 | Common Stock | MOption exerciseDisposed | −11,266 | $0.00 | $0 | 446,400 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $51.0000 to $51.9900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $52.0100 to $52.0400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $51.0600 to $52.0300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.