Waterman Michael's Form 4 filing
ACV Auctions Inc. (ACVA) · filed Jan 10, 2025
- Accession no.
- 0001628280-25-001131
- Filed
- Jan 10, 2025, 4:09 PM ET
- Trade date
- Jan 7-8, 2025
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market sales total $821.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Waterman MichaelCIK 0001851495 | Officer (Chief Sales Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2025 | Class A Common Stock | MOption exerciseAcquired | +15,000 | – | – | 344,900 | Direct | |
| Jan 7, 2025 | Class A Common Stock | SSaleDisposed | −30,162 | $20.53 | −$619,225.86 | 314,738 | Direct | |
| Jan 8, 2025 | Class A Common Stock | CConversionAcquired | +6,601 | – | – | 321,339 | Direct | |
| Jan 8, 2025 | Class A Common Stock | SSaleDisposed | −9,985 | $20.24 | −$202,096.4 | 311,354 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2025 | Class B Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 294,503 | Direct | |
| Jan 7, 2025 | Class A Common Stock | MOption exerciseAcquired | +15,000 | $0.06 | +$900 | 33,202 | Direct | |
| Jan 7, 2025 | Class A Common Stock | CConversionDisposed | −15,000 | $0.00 | $0 | 18,202 | Direct | |
| Jan 8, 2025 | Class A Common Stock | CConversionDisposed | −6,601 | $0.00 | $0 | 11,601 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.