Kempton James M's Form 4 filing
Smith Micro Software, Inc. (SMSI) · filed Dec 18, 2024
- Accession no.
- 0001628280-24-051922
- Filed
- Dec 18, 2024
- Trade date
- Dec 16-17, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $345.23. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kempton James MCIK 0001456883 | Officer (VP, CFO and Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2024 | Common Stock | SSaleDisposed | −437 | $0.79 | −$345.23 | 70,329 | Direct | |
| Dec 17, 2024 | Common Stock | FTax withholdingDisposed | −183 | $0.76 | −$139.08 | 70,146 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.