Gan David Y.'s Form 4 filing
Aecom (ACM) · filed Dec 18, 2024
- Accession no.
- 0001628280-24-051889
- Filed
- Dec 18, 2024
- Trade date
- Dec 15-18, 2024
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.32M. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gan David Y.CIK 0001805823 | Officer (CHIEF LEGAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2024 | Common Stock | MOption exerciseAcquired | +6,426 | $0.00F1 | $0 | 53,560 | Direct | |
| Dec 15, 2024 | Common Stock | AGrant or awardAcquired | +5,381 | $0.00 | $0 | 58,941 | Direct | |
| Dec 15, 2024 | Common Stock | AGrant or awardAcquired | +13,466 | $0.00 | $0 | 72,407 | Direct | |
| Dec 15, 2024 | Common Stock | FTax withholdingDisposed | −10,494 | $111.51 | −$1,170,185.94 | 61,913 | Direct | |
| Dec 16, 2024 | Common Stock | SSaleDisposed | −3,951 | $111.05F5 | −$438,758.55 | 57,962 | Direct | |
| Dec 16, 2024 | Common Stock | SSaleDisposed | −7,549 | $111.67F6 | −$842,996.83 | 50,413 | Direct | |
| Dec 17, 2024 | Common Stock | SSaleDisposed | −6,362 | $110.19F7 | −$701,028.78 | 44,051 | Direct | |
| Dec 18, 2024 | Common Stock | SSaleDisposed | −3,036 | $111.00F7 | −$336,996 | 41,015 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2024 | Common Stock | MOption exerciseDisposed | −6,426 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2021, and vested in full on December 15, 2024.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F5
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $110.39 to $111.37. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2024.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $111.42 to $111.93. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2024.
Referenced by the price of 1 transaction in Table I.
- F7
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2024.
Referenced by the price of 2 transactions in Table I.