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Shaich Ronald M's Form 4 filing

Cava Group, Inc. (CAVA) · filed Dec 11, 2024

Accession no.
0001628280-24-050762
Filed
Dec 11, 2024
Trade date
Dec 9, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions. Open-market sales total $204.3M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shaich Ronald MCIK 0001034193Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 9, 2024Common StockJOtherDisposed−1,670,000–F1–2,901,265Indirect
Dec 9, 2024Common StockSSaleDisposed−622,549$149.40−$93,008,820.66,307Direct
Dec 9, 2024Common StockSSaleDisposed−365,089$149.40−$54,544,296.60Indirect
Dec 9, 2024Common StockSSaleDisposed−379,583$149.40−$56,709,700.20Indirect
Dec 9, 2024Common StockJOtherAcquired+170,000$0.00F6$0253,306Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On December 9, 2024, Cava Act III Trust, LLC initiated a pro-rata in-kind distribution of 1,670,000 shares of common stock, par value $0.001 ("Common Stock") of Cava Group, Inc. (the "Issuer") to its respective members (the "in-kind distribution"), including the distribution of an aggregate of 1,537,221 shares of Common Stock to the reporting person, SC 2018 Trust LLC, SGC Trust LLC and Act III Holdings, LLC, the receipt of which was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. Act III Holdings, LLC is the controlling holder of Cava Act III Trust, LLC and is controlled by the reporting person. The reporting person serves as the investment manager with sole investment control of both SC 2018 Trust LLC and SGC Trust LLC.

Referenced by the price of 1 transaction in Table I.

F6

Represents the distribution of Common Stock to Act III Holdings, LLC in the in-kind distribution described in footnote (1) above.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)