O'Hare Robert's Form 4 filing
Affirm Holdings, Inc. (AFRM) · filed Nov 25, 2024
- Accession no.
- 0001628280-24-049194
- Filed
- Nov 25, 2024
- Trade date
- Nov 21-25, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $8.26M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Hare RobertCIK 0001633877 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2024 | Class A Common Stock | MOption exerciseAcquired | +29,840 | $41.80 | +$1,247,312 | 29,840 | Direct | |
| Nov 21, 2024 | Class A Common Stock | SSaleDisposed | −29,840 | $65.01F2 | −$1,939,898.4 | 0 | Direct | |
| Nov 22, 2024 | Class A Common Stock | MOption exerciseAcquired | +11,218 | $49.00 | +$549,682 | 11,218 | Direct | |
| Nov 22, 2024 | Class A Common Stock | SSaleDisposed | −11,218 | $70.00 | −$785,260 | 0 | Direct | |
| Nov 25, 2024 | Class A Common Stock | MOption exerciseAcquired | +79,039 | $49.00 | +$3,872,911 | 79,039 | Direct | |
| Nov 25, 2024 | Class A Common Stock | SSaleDisposed | −79,039 | $70.01F3 | −$5,533,520.39 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −29,840 | $0.00 | $0 | 14,922 | Direct | |
| Nov 22, 2024 | Class A Common Stock | MOption exerciseDisposed | −11,218 | $0.00 | $0 | 110,282 | Direct | |
| Nov 25, 2024 | Class A Common Stock | MOption exerciseDisposed | −79,039 | $0.00 | $0 | 31,243 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price of the shares sold from $65.00 to $65.13 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price of the shares sold from $70.00 to $70.19 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.