Haussler Jakki L.'s Form 4 filing
Vertiv Holdings CoVRT · filed Nov 22, 2024
- Accession no.
- 0001628280-24-049023
- Filed
- Nov 22, 2024
- Trade date
- Nov 20, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.11M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haussler Jakki L.CIK 0001432379 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2024 | Class A Common Stock | MOption exerciseAcquired | +7,500 | $15.84 | +$118,800 | 7,500 | Direct | |
| Nov 20, 2024 | Class A Common Stock | MOption exerciseAcquired | +11,272 | $12.97 | +$146,197.84 | 18,772 | Direct | |
| Nov 20, 2024 | Class A Common Stock | SSaleDisposed | −15,347 | $137.38F1 | −$2,108,370.86 | 3,425 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2024 | Class A Common Stock | MOption exerciseDisposed | −7,500 | $15.84 | −$118,800 | 22,500 | Direct | |
| Nov 20, 2024 | Class A Common Stock | MOption exerciseDisposed | −11,272 | $12.97 | −$146,197.84 | 11,272 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The trade was executed in a series of transactions with a price range of $136.8898 to $137.87, inclusive, with a weighted average price of $137.3789. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.