Roman Stephen's Form 4 filing
CION Investment Corp (CICB) · filed Nov 21, 2024
- Accession no.
- 0001628280-24-048794
- Filed
- Nov 21, 2024
- Trade date
- Nov 21, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $5.02K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roman StephenCIK 0001667448 | Officer (CCO & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2024 | Common stock, $0.001 par value | PPurchaseAcquired | +435 | $11.53 | +$5,015.55 | 11,019.62 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.