Rosenthal Bennett's Form 4 filing
Ares Management Corp (ARES) · filed Nov 19, 2024
- Accession no.
- 0001628280-24-048582
- Filed
- Nov 19, 2024
- Trade date
- Nov 15-19, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.49M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosenthal BennettCIK 0001304465 | Director, Officer (Co-Founder & Chairman of PEG) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Class A Common Stock | CConversionAcquired | +250,000 | $0.00 | $0 | 250,000 | Indirect | Duplicate filing |
| Nov 15, 2024 | Class A Common Stock | SSaleDisposed | −17,157 | $167.34 | −$2,871,052.38 | 232,843 | Indirect | |
| Nov 15, 2024 | Class A Common Stock | SSaleDisposed | −2,891 | $168.02 | −$485,745.82 | 229,952 | Indirect | |
| Nov 18, 2024 | Class A Common Stock | SSaleDisposed | −3,600 | $166.71 | −$600,156 | 226,352 | Indirect | |
| Nov 18, 2024 | Class A Common Stock | SSaleDisposed | −12,163 | $167.40 | −$2,036,086.2 | 214,189 | Indirect | |
| Nov 19, 2024 | Class A Common Stock | SSaleDisposed | −1,739 | $166.93 | −$290,291.27 | 212,450 | Indirect | |
| Nov 19, 2024 | Class A Common Stock | SSaleDisposed | −2,400 | $168.42 | −$404,208 | 210,050 | Indirect | |
| Nov 19, 2024 | Class A Common Stock | SSaleDisposed | −4,326 | $168.98 | −$731,007.48 | 205,724 | Indirect | |
| Nov 19, 2024 | Class A Common Stock | SSaleDisposed | −12,153 | $170.11 | −$2,067,346.83 | 193,571 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Class A Common Stock | CConversionDisposed | −250,000 | – | – | 8,421,596 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.