Kaplan David B's Form 4 filing
Ares Management Corp (ARES) · filed Nov 19, 2024
- Accession no.
- 0001628280-24-048580
- Filed
- Nov 19, 2024
- Trade date
- Nov 15-19, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.34M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaplan David BCIK 0001025976 | Director, Officer (Co-Founder) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Class A Common Stock | CConversionAcquired | +250,000 | $0.00 | $0 | 250,000 | Indirect | |
| Nov 15, 2024 | Class A Common Stock | SSaleDisposed | −16,756 | $167.35 | −$2,804,116.6 | 233,244 | Indirect | |
| Nov 15, 2024 | Class A Common Stock | SSaleDisposed | −3,019 | $168.00 | −$507,192 | 230,225 | Indirect | |
| Nov 18, 2024 | Class A Common Stock | SSaleDisposed | −3,501 | $166.72 | −$583,686.72 | 226,724 | Indirect | |
| Nov 18, 2024 | Class A Common Stock | SSaleDisposed | −12,315 | $167.40 | −$2,061,531 | 214,409 | Indirect | |
| Nov 19, 2024 | Class A Common Stock | SSaleDisposed | −1,646 | $166.87 | −$274,668.02 | 212,763 | Indirect | |
| Nov 19, 2024 | Class A Common Stock | SSaleDisposed | −2,300 | $168.37 | −$387,251 | 210,463 | Indirect | |
| Nov 19, 2024 | Class A Common Stock | SSaleDisposed | −4,518 | $168.97 | −$763,406.46 | 205,945 | Indirect | |
| Nov 19, 2024 | Class A Common Stock | SSaleDisposed | −11,536 | $170.12 | −$1,962,504.32 | 194,409 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Class A Common Stock | CConversionDisposed | −250,000 | – | – | 8,421,596 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.