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Waterman Michael's Form 4 filing

ACV Auctions Inc. (ACVA) · filed Nov 14, 2024

Accession no.
0001628280-24-047885
Filed
Nov 14, 2024, 4:06 PM ET
Trade date
Nov 12, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $449.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Waterman MichaelCIK 0001851495Officer (Chief Sales Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 12, 2024Class A Common StockMOption exerciseAcquired+21,483––358,673Direct
Nov 12, 2024Class A Common StockSSaleDisposed−21,483$20.91−$449,209.53337,190Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 12, 2024Class B Common StockMOption exerciseDisposed−21,483$0.00$0324,503Direct
Nov 12, 2024Class A Common StockMOption exerciseAcquired+21,483$0.06+$1,288.9844,686Direct
Nov 12, 2024Class A Common StockCConversionDisposed−21,483$0.00$023,203Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)