Adkins Katherine's Form 4 filing
Affirm Holdings, Inc. (AFRM) · filed Nov 13, 2024
- Accession no.
- 0001628280-24-047700
- Filed
- Nov 13, 2024
- Trade date
- Nov 11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $11.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adkins KatherineCIK 0001870331 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Class A Common Stock | MOption exerciseAcquired | +160,000 | $23.33 | +$3,732,800 | 253,545 | Direct | |
| Nov 11, 2024 | Class A Common Stock | MOption exerciseAcquired | +40,000 | $22.30 | +$892,000 | 293,545 | Direct | |
| Nov 11, 2024 | Class A Common Stock | SSaleDisposed | −200,000 | $55.05F2 | −$11,010,000 | 93,545 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Class A Common Stock | MOption exerciseDisposed | −160,000 | $0.00 | $0 | 67,085 | Direct | |
| Nov 11, 2024 | Class A Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 82,850 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price of the shares sold from $55.00 to $55.23 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.