Esperanza Chrysty's Form 4 filing
Block, Inc. (XYZ) · filed Nov 13, 2024
- Accession no.
- 0001628280-24-047675
- Filed
- Nov 13, 2024
- Trade date
- Nov 11-12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 6 derivative transactions. Open-market sales total $480.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Esperanza ChrystyCIK 0001965569 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Class A Common Stock | CConversionAcquired | +2,500 | $0.00 | $0 | 91,571 | Direct | |
| Nov 11, 2024 | Class A Common Stock | SSaleDisposed | −2,964 | $80.00 | −$237,120 | 88,607 | Direct | |
| Nov 12, 2024 | Class A Common Stock | CConversionAcquired | +2,500 | $0.00 | $0 | 91,107 | Direct | |
| Nov 12, 2024 | Class A Common Stock | SSaleDisposed | −2,859 | $85.00 | −$243,015 | 88,248 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Class B Common Stock | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 12,500 | Direct | |
| Nov 11, 2024 | Class A Common Stock | MOption exerciseAcquired | +2,500 | $0.00 | $0 | 2,500 | Direct | |
| Nov 11, 2024 | Class A Common Stock | CConversionDisposed | −2,500 | $0.00 | $0 | 0 | Direct | |
| Nov 12, 2024 | Class B Common Stock | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 10,000 | Direct | |
| Nov 12, 2024 | Class A Common Stock | MOption exerciseAcquired | +2,500 | $0.00 | $0 | 2,500 | Direct | |
| Nov 12, 2024 | Class A Common Stock | CConversionDisposed | −2,500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.