O'Hara Laura P.'s Form 4 filing
M&T Bank CorpMTB · filed Oct 30, 2024
- Accession no.
- 0001628280-24-044364
- Filed
- Oct 30, 2024
- Trade date
- Oct 28, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $956.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Hara Laura P.CIK 0001715422 | Officer (Sr. EVP & Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2024 | Common Stock | MOption exerciseAcquired | +674 | $164.54 | +$110,899.96 | 6,377 | Direct | |
| Oct 28, 2024 | Common Stock | MOption exerciseAcquired | +809 | $173.04 | +$139,989.36 | 7,186 | Direct | |
| Oct 28, 2024 | Common Stock | MOption exerciseAcquired | +1,093 | $132.47 | +$144,789.71 | 8,279 | Direct | |
| Oct 28, 2024 | Common Stock | MOption exerciseAcquired | +1,300 | $169.38 | +$220,194 | 9,579 | Direct | |
| Oct 28, 2024 | Common Stock | MOption exerciseAcquired | +979 | $156.00 | +$152,724 | 10,558 | Direct | |
| Oct 28, 2024 | Common Stock | SSaleDisposed | −4,855 | $196.93F1 | −$956,095.15 | 5,703 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2024 | Common Stock | MOption exerciseDisposed | −674 | $0.00F3 | $0 | 0 | Direct | |
| Oct 28, 2024 | Common Stock | MOption exerciseDisposed | −809 | $0.00F3 | $0 | 0 | Direct | |
| Oct 28, 2024 | Common Stock | MOption exerciseDisposed | −1,093 | $0.00F3 | $0 | 0 | Direct | |
| Oct 28, 2024 | Common Stock | MOption exerciseDisposed | −1,300 | $0.00F3 | $0 | 651 | Direct | |
| Oct 28, 2024 | Common Stock | MOption exerciseDisposed | −979 | $0.00F3 | $0 | 1,958 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $196.82 to $197.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The option was granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option.
Referenced by the price of 5 transactions in Table II.