Waterman Michael's Form 4 filing
ACV Auctions Inc. (ACVA) · filed Oct 3, 2024
- Accession no.
- 0001628280-24-042197
- Filed
- Oct 3, 2024, 5:29 PM ET
- Trade date
- Oct 1, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $321.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Waterman MichaelCIK 0001851495 | Officer (Chief Sales Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2024 | Class A Common Stock | FTax withholdingDisposed | −2,196 | $19.77 | −$43,414.92 | 364,114 | Direct | |
| Oct 1, 2024 | Class A Common Stock | FTax withholdingDisposed | −4,919 | $19.77 | −$97,248.63 | 359,195 | Direct | |
| Oct 1, 2024 | Class A Common Stock | FTax withholdingDisposed | −3,459 | $19.77 | −$68,384.43 | 355,736 | Direct | |
| Oct 1, 2024 | Class A Common Stock | MOption exerciseAcquired | +8,517 | – | – | 364,253 | Direct | |
| Oct 1, 2024 | Class A Common Stock | SSaleDisposed | −16,098 | $19.95 | −$321,155.1 | 348,155 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2024 | Class A Common Stock | FTax withholdingDisposed | −4,565 | $19.77 | −$90,250.05 | 30,239 | Direct | |
| Oct 1, 2024 | Class B Common Stock | MOption exerciseDisposed | −8,517 | $0.00 | $0 | 345,986 | Direct | |
| Oct 1, 2024 | Class A Common Stock | MOption exerciseAcquired | +8,517 | $0.06 | +$511.02 | 38,756 | Direct | |
| Oct 1, 2024 | Class A Common Stock | CConversionDisposed | −8,517 | $0.00 | $0 | 30,239 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.