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Hadley Michael's Form 4 filing

Carlyle Secured Lending III · filed Oct 3, 2024

Accession no.
0001628280-24-042152
Filed
Oct 3, 2024
Trade date
Jul 19-Oct 2, 2024
Filing delay
76 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $13.1K. It was filed 76 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hadley MichaelCIK 0001913643Officer (VP and Head of Underwriting)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 19, 2024Common StockJOtherAcquired+182.22$21.32+$3,884.937,658.19Direct
Oct 2, 2024Common StockPPurchaseAcquired+621.16$21.13+$13,125.118,279.34Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)