Pacheco Jack A's Form 4 filing
Penguin Solutions, Inc. (PENG) · filed Sep 24, 2024
- Accession no.
- 0001628280-24-041219
- Filed
- Sep 24, 2024
- Trade date
- Sep 20, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $266.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pacheco Jack ACIK 0001344018 | Officer (EVP, COO, Pres, Mem Solutions) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2024 | Ordinary Shares | MOption exerciseAcquired | +13,334 | $9.20 | +$122,672.8 | 225,230 | Direct | |
| Sep 20, 2024 | Ordinary Shares | SSaleDisposed | −13,334 | $20.02 | −$266,946.68 | 211,896 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2024 | Ordinary Shares | MOption exerciseDisposed | −13,334 | $0.00 | $0 | 40,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.