Waterman Michael's Form 4 filing
ACV Auctions Inc. (ACVA) · filed Sep 19, 2024
- Accession no.
- 0001628280-24-040951
- Filed
- Sep 19, 2024, 5:35 PM ET
- Trade date
- Sep 17-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.52M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Waterman MichaelCIK 0001851495 | Officer (Chief Sales Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2024 | Class A Common Stock | MOption exerciseAcquired | +75,000 | – | – | 441,710 | Direct | |
| Sep 17, 2024 | Class A Common Stock | SSaleDisposed | −75,000 | $20.24 | −$1,518,000 | 366,710 | Direct | |
| Sep 18, 2024 | Class A Common Stock | JOtherDisposed | −400 | $0.00 | $0 | 366,310 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2024 | Class B Common Stock | MOption exerciseDisposed | −75,000 | $0.00 | $0 | 354,503 | Direct | |
| Sep 17, 2024 | Class A Common Stock | MOption exerciseAcquired | +75,000 | $0.06 | +$4,500 | 109,404 | Direct | |
| Sep 17, 2024 | Class A Common Stock | CConversionDisposed | −75,000 | $0.00 | $0 | 34,404 | Direct | |
| Sep 18, 2024 | Class A Common Stock | JOtherAcquired | +400 | $0.00 | $0 | 34,804 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.