Adkins Katherine's Form 4 filing
Affirm Holdings, Inc. (AFRM) · filed Sep 18, 2024
- Accession no.
- 0001628280-24-040854
- Filed
- Sep 18, 2024
- Trade date
- Sep 16-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $6.08M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adkins KatherineCIK 0001870331 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2024 | Class A Common Stock | MOption exerciseAcquired | +1,654 | $8.80 | +$14,555.2 | 128,153 | Direct | |
| Sep 16, 2024 | Class A Common Stock | SSaleDisposed | −6,084 | $45.00 | −$273,780 | 122,069 | Direct | |
| Sep 17, 2024 | Class A Common Stock | MOption exerciseAcquired | +46,600 | $8.80 | +$410,080 | 168,669 | Direct | |
| Sep 17, 2024 | Class A Common Stock | SSaleDisposed | −46,600 | $45.00F2 | −$2,097,000 | 122,069 | Direct | |
| Sep 18, 2024 | Class A Common Stock | MOption exerciseAcquired | +51,746 | $8.80 | +$455,364.8 | 173,815 | Direct | |
| Sep 18, 2024 | Class A Common Stock | SSaleDisposed | −82,316 | $45.00F3 | −$3,704,220 | 91,499 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2024 | Class A Common Stock | AGrant or awardAcquired | +39,718 | $0.00 | $0 | 39,718 | Direct | |
| Sep 16, 2024 | Class A Common Stock | AGrant or awardAcquired | +55,946 | $0.00 | $0 | 55,946 | Direct | |
| Sep 16, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,654 | $0.00 | $0 | 126,346 | Direct | |
| Sep 17, 2024 | Class A Common Stock | MOption exerciseDisposed | −46,600 | $0.00 | $0 | 79,746 | Direct | |
| Sep 18, 2024 | Class A Common Stock | MOption exerciseDisposed | −51,746 | $0.00 | $0 | 28,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price of the shares sold from $45.00 to $45.03 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price of the shares sold from $45.00 to $45.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.