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Rodriques Kelly's Form 4 filing

Forge Global Holdings, Inc. (FRGE) · filed Sep 12, 2024

Accession no.
0001628280-24-040271
Filed
Sep 12, 2024
Trade date
Sep 10-12, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $163.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rodriques KellyCIK 0001916605Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 10, 2024Common Stock, $0.0001 par value per shareFTax withholdingDisposed−43,372$0.00$08,744,400Direct
Sep 11, 2024Common Stock, $0.0001 par value per shareSSaleDisposed−40,000$1.28−$51,2008,704,400Direct
Sep 12, 2024Common Stock, $0.0001 par value per shareSSaleDisposed−85,000$1.32−$112,2008,619,400Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)