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Shiba Kerry A's Form 4 filing

Iteris, Inc. (ITI) · filed Sep 10, 2024

Accession no.
0001628280-24-040018
Filed
Sep 10, 2024
Trade date
Sep 9, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $85.6K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shiba Kerry ACIK 0001227602Officer (SVP and CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 9, 2024Common StockMOption exerciseAcquired+12,080$4.47+$53,997.612,080Direct
Sep 9, 2024Common StockSSaleDisposed−12,080$7.09−$85,647.20Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 9, 2024Common StockMOption exerciseDisposed−12,080$4.47−$53,997.636,239Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

The amount of options granted on February 3, 2023 has been updated to correctly report the grant of 48,319 shares.

Read the full filing on SEC EDGAR (opens in a new tab)