Wittmann Michael's Form 4 filing
indie Semiconductor, Inc. (INDI) · filed Sep 4, 2024
- Accession no.
- 0001628280-24-039442
- Filed
- Sep 4, 2024
- Trade date
- Aug 31-Sep 3, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $13.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wittmann MichaelCIK 0002009989 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2024 | Class A Common Stock | MOption exerciseAcquired | +6,250 | $0.00 | $0 | 50,360 | Direct | |
| Sep 1, 2024 | Class A Common Stock | MOption exerciseAcquired | +4,569 | $0.00 | $0 | 54,929 | Direct | |
| Sep 3, 2024 | Class A Common Stock | FTax withholdingDisposed | −2,416 | $3.83 | −$9,253.28 | 52,513 | Direct | |
| Sep 3, 2024 | Class A Common Stock | SSaleDisposed | −709 | $3.83 | −$2,715.47 | 51,804 | Direct | |
| Sep 3, 2024 | Class A Common Stock | FTax withholdingDisposed | −1,747 | $3.88 | −$6,778.36 | 50,057 | Direct | |
| Sep 3, 2024 | Class A Common Stock | SSaleDisposed | −2,822 | $3.88 | −$10,949.36 | 47,235 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2024 | Class A Common Stock | MOption exerciseDisposed | −6,250 | $0.00 | $0 | 12,500 | Direct | |
| Sep 1, 2024 | Class A Common Stock | AGrant or awardAcquired | +4,569 | $0.00 | $0 | 4,569 | Direct | |
| Sep 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −4,569 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.