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Rosenthal Bennett's Form 4 filing

Ares Management Corp (ARES) · filed Aug 30, 2024

Accession no.
0001628280-24-039013
Filed
Aug 30, 2024
Trade date
Aug 29-30, 2024
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions. Open-market sales total $7.05M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rosenthal BennettCIK 0001304465Director, Officer (Co-Founder & Chairman of PEG)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 29, 2024Class A Common StockSSaleDisposed−8,178$144.76F2−$1,183,847.28141,822Indirect
Aug 29, 2024Class A Common StockSSaleDisposed−5,355$145.68F3−$780,116.4136,467Indirect
Aug 30, 2024Class A Common StockSSaleDisposed−3,843$144.56F4−$555,544.08132,624Indirect
Aug 30, 2024Class A Common StockSSaleDisposed−14,037$145.45F5−$2,041,681.65118,587Indirect
Aug 30, 2024Class A Common StockSSaleDisposed−17,008$146.31F6−$2,488,440.48101,579Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold on August 29, 2024 in multiple transactions at prices ranging from $144.35 to $145.32. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3, 4, 5 and 6.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold on August 29, 2024 in multiple transactions at prices ranging from $145.37 to $145.99.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold on August 30, 2024 in multiple transactions at prices ranging from $143.94 to $144.92.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold on August 30, 2024 in multiple transactions at prices ranging from $144.95 to $145.94.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold on August 30, 2024 in multiple transactions at prices ranging from $145.96 to $146.40.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)