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Patrick Kristin's Form 4 filing

Niagen Bioscience, Inc. (NAGE) · filed Aug 26, 2024

Accession no.
0001628280-24-038470
Filed
Aug 26, 2024
Trade date
Aug 23, 2024
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $82.1K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Patrick KristinCIK 0001769529Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 23, 2024Common StockMOption exerciseAcquired+3,000$1.64+$4,9203,000Direct
Aug 23, 2024Common StockMOption exerciseAcquired+20,000$1.67+$33,40023,000Direct
Aug 23, 2024Common StockSSaleDisposed−23,000$3.57−$82,1100Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 23, 2024Common StockMOption exerciseDisposed−3,000$0.00$017,000Direct
Aug 23, 2024Common StockMOption exerciseDisposed−20,000$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)