Kaplan David B's Form 4 filing
Ares Management Corp (ARES) · filed Aug 19, 2024
- Accession no.
- 0001628280-24-037824
- Filed
- Aug 19, 2024
- Trade date
- Aug 15-19, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $8.52M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaplan David BCIK 0001025976 | Director, Officer (Co-Founder) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Class A Common Stock | CConversionAcquired | +250,000 | $0.00 | $0 | 250,000 | Indirect | |
| Aug 15, 2024 | Class A Common Stock | SSaleDisposed | −1,200 | $144.39 | −$173,268 | 248,800 | Indirect | |
| Aug 15, 2024 | Class A Common Stock | SSaleDisposed | −20,668 | $145.61 | −$3,009,467.48 | 228,132 | Indirect | |
| Aug 15, 2024 | Class A Common Stock | SSaleDisposed | −5,200 | $146.21 | −$760,292 | 222,932 | Indirect | |
| Aug 16, 2024 | Class A Common Stock | SSaleDisposed | −17,596 | $144.87 | −$2,549,132.52 | 205,336 | Indirect | |
| Aug 16, 2024 | Class A Common Stock | SSaleDisposed | −3,552 | $145.32 | −$516,176.64 | 201,784 | Indirect | |
| Aug 19, 2024 | Class A Common Stock | SSaleDisposed | −10,113 | $144.43 | −$1,460,620.59 | 191,671 | Indirect | |
| Aug 19, 2024 | Class A Common Stock | SSaleDisposed | −337 | $145.45 | −$49,016.65 | 191,334 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Class A Common Stock | CConversionDisposed | −250,000 | – | – | 8,671,596 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.