Nallen John's Form 4 filing
Fox CorpFOX · filed Aug 16, 2024
- Accession no.
- 0001628280-24-037603
- Filed
- Aug 16, 2024
- Trade date
- Aug 15, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.06M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nallen JohnCIK 0001306566 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +23,219 | –F1 | – | 272,643 | Direct | |
| Aug 15, 2024 | Class A Common Stock | FTax withholdingDisposed | −10,215 | $39.06 | −$398,997.9 | 262,428 | Direct | |
| Aug 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +26,157 | –F1 | – | 288,585 | Direct | |
| Aug 15, 2024 | Class A Common Stock | FTax withholdingDisposed | −11,507 | $39.06 | −$449,463.42 | 277,078 | Direct | |
| Aug 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +25,409 | –F1 | – | 302,487 | Direct | |
| Aug 15, 2024 | Class A Common Stock | FTax withholdingDisposed | −11,775 | $39.06 | −$459,931.5 | 290,712 | Direct | |
| Aug 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +21,592 | –F1 | – | 312,304 | Direct | |
| Aug 15, 2024 | Class A Common Stock | FTax withholdingDisposed | −10,006 | $39.06 | −$390,834.36 | 302,298 | Direct | |
| Aug 15, 2024 | Class A Common Stock | SSaleDisposed | −52,874 | $38.96F3,F4 | −$2,059,971.04 | 249,424 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −23,219 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −26,157 | $0.00 | $0 | 26,162 | Direct | |
| Aug 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −25,409 | $0.00 | $0 | 50,825 | Direct | |
| Aug 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −21,592 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit and performance stock unit represents the equivalent of one share of Fox Corporation's Class A Common Stock.
Referenced by the price of 4 transactions in Table I.
- F3
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
Sales prices range from $38.87 to $39.05 per share, inclusive.
Referenced by the price of 1 transaction in Table I.