Ahuja Amrita's Form 4/A amendment
AmendedBlock, Inc. (XYZ) · filed Aug 9, 2024
- Accession no.
- 0001628280-24-036531
- Filed
- Aug 9, 2024
- Trade date
- Jul 2, 2024
- Filing delay
- 38 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Jul 5, 2024
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $545.5K. It was filed 38 days after the trade.
This amendment restates part of 0001628280-24-031311 (filed Jul 5, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ahuja AmritaCIK 0001765417 | Officer (CFO & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2024 | Class A Common Stock | SSaleDisposed | −3,340 | $63.98 | −$213,693.2 | 274,374 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001628280-24-031311 (filed Jul 5, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2024 | Class A Common Stock | SSaleDisposed | −3,304 | $63.98 | −$211,389.92 | 274,410 | Direct | |
| Jul 3, 2024 | Class A Common Stock | SSaleDisposed | −1,869 | $64.41 | −$120,382.29 | 272,541 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted August 17, 2023.
- F2
The original Form 4, filed July 5, 2024, is amended to correct an administrative error, which underreported by 36 shares the number of shares sold. The number of shares beneficially owned by the Reporting Person as reported in Form 4 filings made after July 5, 2024 through the date of this amended Form 4 also reflected the shortfall of 36 shares sold.
- F3
The number of shares beneficially owned following the reported transaction is as of July 2, 2024.