Scaringe Robert J's Form 4 filing
Rivian Automotive, Inc. (RIVN) · filed Jul 24, 2024
- Accession no.
- 0001628280-24-032852
- Filed
- Jul 24, 2024
- Trade date
- Jul 22, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.22M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Scaringe Robert JCIK 0001891517 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2024 | Class A Common Stock | MOption exerciseAcquired | +35,713 | $2.63 | +$93,925.19 | 945,404 | Direct | |
| Jul 22, 2024 | Class A Common Stock | SSaleDisposed | −35,713 | $17.02F2 | −$607,835.26 | 909,691 | Direct | |
| Jul 22, 2024 | Class A Common Stock | MOption exerciseAcquired | +35,716 | $2.63 | +$93,933.08 | 945,407 | Direct | |
| Jul 22, 2024 | Class A Common Stock | SSaleDisposed | −35,716 | $17.02F3 | −$607,886.32 | 909,691 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2024 | Class A Common Stock | MOption exerciseDisposed | −35,713 | $0.00 | $0 | 8,249,550 | Direct | |
| Jul 22, 2024 | Class A Common Stock | MOption exerciseDisposed | −35,716 | $0.00 | $0 | 8,213,834 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $16.85 to $17.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $16.85 to $17.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.