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Scaringe Robert J's Form 4 filing

Rivian Automotive, Inc. (RIVN) · filed Jun 27, 2024

Accession no.
0001628280-24-030366
Filed
Jun 27, 2024
Trade date
Jun 25, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $803.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Scaringe Robert JCIK 0001891517Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 25, 2024Class A Common StockMOption exerciseAcquired+71,429$2.63+$187,858.27981,120Direct
Jun 25, 2024Class A Common StockSSaleDisposed−71,429$11.25−$803,576.25909,691Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 25, 2024Class A Common StockMOption exerciseDisposed−71,429$0.00$08,556,692Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)