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Wittmann Michael's Form 4 filing

indie Semiconductor, Inc. (INDI) · filed Jun 21, 2024

Accession no.
0001628280-24-029416
Filed
Jun 21, 2024
Trade date
Jun 19-21, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $10.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Wittmann MichaelCIK 0002009989Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 20, 2024Class A Common StockMOption exerciseAcquired+2,520$0.00$040,380Direct
Jun 21, 2024Class A Common StockFTax withholdingDisposed−898$6.20−$5,567.639,482Direct
Jun 21, 2024Class A Common StockSSaleDisposed−1,622$6.20−$10,056.437,860Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 19, 2024Class A Common StockAGrant or awardAcquired+25,000$0.00$025,000Direct
Jun 20, 2024Class A Common StockAGrant or awardAcquired+2,520$0.00$02,520Direct
Jun 20, 2024Class A Common StockMOption exerciseDisposed−2,520$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)