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Ramos Anthony Kenneth's Form 4 filing

Community West Bancshares (CWBC) · filed Jun 11, 2024

Accession no.
0001628280-24-027713
Filed
Jun 11, 2024
Trade date
Jun 7, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $231.2K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ramos Anthony KennethCIK 0001782802Officer (EXECUTIVE VICE PRESIDENT)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 7, 2024CWBC - Common StockPPurchaseAcquired+13,400$17.25F1+$231,15022,381Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.24 to $17.25, inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

The sale of shares on April 3, 2024 and subsequent purchase of shares on June 7, 2024 were made within six months. In accordance with Section 16 of the Securities Exchange Act of 1934, as amended, Community West Bancshares recovered from the reporting person $ 19,015.87 which represent the difference between the total amount from the shares sold on April 3, 2024 ($ 250,161.87), less and the total amount from the shares purchased on June 7, 2024 ($ 231,146.00), less the amount of accompanying broker expenses related to the transactions.

Read the full filing on SEC EDGAR (opens in a new tab)