Hendricks Factual Media LLC's Form 4/A amendment
AmendedCuriosityStream Inc. (CURI) · filed Apr 17, 2024
- Accession no.
- 0001628280-24-016630
- Filed
- Apr 17, 2024
- Trade date
- Apr 4, 2024
- Filing delay
- 13 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Apr 5, 2024
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $73.0K. It was filed 13 days after the trade.
This amendment restates part of 0001628280-24-015063 (filed Apr 5, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hendricks Factual Media LLCCIK 0001827515 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 4, 2024 | Common Stock | SSaleDisposed | −28,687 | $1.01 | −$28,973.87 | 20,856,188 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001628280-24-015063 (filed Apr 5, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2024 | Common Stock | SSaleDisposed | −30,821 | $1.01 | −$31,129.21 | 20,897,617 | Direct | |
| Apr 5, 2024 | Common Stock | SSaleDisposed | −12,742 | $1.01 | −$12,869.42 | 20,862,775 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into for tax planning purposes, adopted by the reporting person on December 16, 2022, and which terminated on April 5, 2024.
- F2
This Form 4 amends the original Form 4 filed by the Reporting Person on April 5, 2024, which inadvertently understated the number of shares disposed of on April 4, 2024. This amendment restates the number of shares disposed of on April 4, 2024 and the resulting amount of securities beneficially owned by the Reporting Person after the transaction that occurred on April 5, 2024.