Kovler Jordan's Form 4/A amendment
AmendedVulcan Infrastructure & Power Inc. (VIP) · filed Apr 16, 2024
- Accession no.
- 0001628280-24-016386
- Filed
- Apr 16, 2024
- Trade date
- Nov 16, 2023
- Filing delay
- 152 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 20, 2023
This filing lists 1 derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $26.1K. It was filed 152 days after the trade.
This amendment restates part of 0001628280-23-039646 (filed Nov 20, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kovler JordanCIK 0001971292 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2023 | Class A Common Stock | AGrant or awardAcquired | +100,000 | $0.00 | $0 | 100,000 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001628280-23-039646 (filed Nov 20, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2023 | Class A Common Stock | PPurchaseAcquired | +5,000 | $5.21 | +$26,050 | 5,450 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4/A is being filed solely to amend the original Form 4 filed by the Reporting Person on November 20, 2023 to correct the exercise price of the non-qualified stock options awarded to the Reporting Person on November 16, 2023.
- F2
These non-qualified stock options were granted in connection with the Reporting Person's appointment as Chief Executive Officer of the Issuer and pursuant to the Issuer's Amended and Restated 2021 Equity Incentive Plan. These non-qualified stock options vest in equal installments on each of the first, second and third anniversaries of the grant date.