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Kaplan David B's Form 4 filing

Ares Management Corp (ARES) · filed Mar 22, 2024

Accession no.
0001628280-24-012788
Filed
Mar 22, 2024
Trade date
Mar 20-21, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 7 non-derivative transactions and 0 derivative transactions. Open-market sales total $6.28M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kaplan David BCIK 0001025976Director, Officer (Co-Founder)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 20, 2024Class A Common StockSSaleDisposed−2,200$131.80−$289,960169,263Indirect
Mar 20, 2024Class A Common StockSSaleDisposed−9,222$132.67−$1,223,482.74160,041Indirect
Mar 20, 2024Class A Common StockSSaleDisposed−8,577$133.47−$1,144,772.19151,464Indirect
Mar 21, 2024Class A Common StockSSaleDisposed−671$134.79−$90,444.09150,793Indirect
Mar 21, 2024Class A Common StockSSaleDisposed−1,600$135.76−$217,216149,193Indirect
Mar 21, 2024Class A Common StockSSaleDisposed−15,089$136.73−$2,063,118.97134,104Indirect
Mar 21, 2024Class A Common StockSSaleDisposed−9,104$137.48−$1,251,617.92125,000Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)