Kaplan David B's Form 4 filing
Ares Management Corp (ARES) · filed Mar 19, 2024
- Accession no.
- 0001628280-24-012051
- Filed
- Mar 19, 2024
- Trade date
- Mar 15-19, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $10.4M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaplan David BCIK 0001025976 | Director, Officer (Co-Founder) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2024 | Class A Common Stock | CConversionAcquired | +250,000 | $0.00 | $0 | 250,000 | Indirect | |
| Mar 15, 2024 | Class A Common Stock | SSaleDisposed | −30,287 | $132.19 | −$4,003,638.53 | 219,713 | Indirect | |
| Mar 15, 2024 | Class A Common Stock | SSaleDisposed | −7,893 | $133.34 | −$1,052,452.62 | 211,820 | Indirect | |
| Mar 15, 2024 | Class A Common Stock | SSaleDisposed | −908 | $134.16 | −$121,817.28 | 210,912 | Indirect | |
| Mar 18, 2024 | Class A Common Stock | SSaleDisposed | −7,484 | $130.14 | −$973,967.76 | 203,428 | Indirect | |
| Mar 18, 2024 | Class A Common Stock | SSaleDisposed | −13,238 | $131.12 | −$1,735,766.56 | 190,190 | Indirect | |
| Mar 18, 2024 | Class A Common Stock | SSaleDisposed | −1,175 | $131.81 | −$154,876.75 | 189,015 | Indirect | |
| Mar 18, 2024 | Class A Common Stock | SSaleDisposed | −218 | $132.88 | −$28,967.84 | 188,797 | Indirect | |
| Mar 19, 2024 | Class A Common Stock | SSaleDisposed | −1,420 | $130.07 | −$184,699.4 | 187,377 | Indirect | |
| Mar 19, 2024 | Class A Common Stock | SSaleDisposed | −3,410 | $130.93 | −$446,471.3 | 183,967 | Indirect | |
| Mar 19, 2024 | Class A Common Stock | SSaleDisposed | −11,898 | $132.04 | −$1,571,011.92 | 172,069 | Indirect | |
| Mar 19, 2024 | Class A Common Stock | SSaleDisposed | −606 | $132.74 | −$80,440.44 | 171,463 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2024 | Class A Common Stock | CConversionDisposed | −250,000 | – | – | 9,171,596 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.