Burton Freya's Form 4 filing
LanzaTech Global, Inc.LNZA · filed Mar 14, 2024
- Accession no.
- 0001628280-24-011173
- Filed
- Mar 14, 2024
- Trade date
- Mar 4-6, 2024
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $280.1K. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Burton FreyaCIK 0001963301 | Officer (Chief Sustainability Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock | MOption exerciseAcquired | +37,268 | $1.60 | +$59,628.8 | 37,268 | Indirect | |
| Mar 4, 2024 | Common Stock | SSaleDisposed | −37,268 | $3.15 | −$117,394.2 | 0 | Indirect | |
| Mar 5, 2024 | Common Stock | MOption exerciseAcquired | +50,225 | $1.60 | +$80,360 | 50,225 | Indirect | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −50,225 | $3.24 | −$162,729 | 0 | Indirect | |
| Mar 6, 2024 | Common Stock | MOption exerciseAcquired | +10,000 | $0.00 | $0 | 43,346 | Direct | |
| Mar 6, 2024 | Common Stock | FTax withholdingDisposed | −3,500 | $3.24 | −$11,340 | 39,846 | Direct | |
| Mar 6, 2024 | Common Stock | MOption exerciseAcquired | +10,000 | $0.00 | $0 | 10,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock | MOption exerciseDisposed | −37,268 | $0.00 | $0 | 11,481 | Indirect | |
| Mar 5, 2024 | Common Stock | MOption exerciseDisposed | −50,225 | $0.00 | $0 | 0 | Indirect | |
| Mar 6, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 20,000 | Direct | |
| Mar 6, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 20,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.