Simpson Kathryn G's Form 4 filing
Northrop Grumman Corp (NOC) · filed Feb 21, 2024
- Accession no.
- 0001628280-24-005977
- Filed
- Feb 21, 2024
- Trade date
- Feb 16-20, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $895.6K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Simpson Kathryn GCIK 0001986485 | Officer (Corp VP & General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Common Stock | MOption exerciseAcquired | +619 | $0.00 | $0 | 4,270.68 | Direct | |
| Feb 16, 2024 | Common Stock | FTax withholdingDisposed | −263 | $450.96 | −$118,602.48 | 4,007.68 | Direct | |
| Feb 16, 2024 | Common Stock | SSaleDisposed | −1,273 | $450.37 | −$573,321.01 | 2,734.68 | Direct | |
| Feb 20, 2024 | Common Stock | SSaleDisposed | −711 | $453.22 | −$322,239.42 | 2,023.68 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Common Stock | MOption exerciseDisposed | −619 | $0.00 | $0 | 2,587 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.