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Jermain Patrick John's Form 4 filing

Plexus Corp (PLXS) · filed Feb 14, 2024

Accession no.
0001628280-24-004829
Filed
Feb 14, 2024
Trade date
Feb 12-13, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $439.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jermain Patrick JohnCIK 0001607273Officer (Exec. VP & CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 12, 2024Common Stock, $.01 par valueSSaleDisposed−4,399$99.86F2−$439,284.1445,504Direct
Feb 13, 2024Common Stock, $.01 par valueMOption exerciseAcquired+4,111–F3–49,615Direct
Feb 13, 2024Common Stock, $.01 par valueFTax withholdingDisposed−1,933$93.27−$180,290.9147,682Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 13, 2024Common Stock, $.01 par valueAGrant or awardAcquired+561,561–F3–4,111Direct
Feb 13, 2024Common Stock, $.01 par valueMOption exerciseDisposed−4,111–F3–0Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $99.44 to $100.31 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

Based on Company performance during the three-year performance period, 115.8% of the portion of the Performance Stock Units ("PSUs") granted in fiscal 2021 related to the relative total shareholder return ("TSR") of the Company's common stock as compared to companies in the S&P 400 Index vested. As previously disclosed, the reporting person had the opportunity to earn up to 150% of the targeted amount of PSUs based on TSR originally reported.

Referenced by the price of 1 transaction in Table I and 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)