Brennan William Joseph's Form 4/A amendment
AmendedCredo Technology Group Holding Ltd (CRDO) · filed Jan 31, 2024
- Accession no.
- 0001628280-24-002791
- Filed
- Jan 31, 2024
- Trade date
- Oct 24, 2023
- Filing delay
- 99 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Oct 24, 2023
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $427.2K. It was filed 99 days after the trade.
This amendment restates part of 0001628280-23-035012 (filed Oct 24, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brennan William JosephCIK 0001896237 | Director, Officer (Pres & Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 24, 2023 | Ordinary Shares | SSaleDisposed | −15,000 | $14.45F3 | −$216,750 | 3,927,421 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001628280-23-035012 (filed Oct 24, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 23, 2023 | Ordinary Shares | SSaleDisposed | −15,000 | $14.03F2 | −$210,450 | 3,942,421 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
This transaction was executed in multiple trades at prices ranging from $13.95 to $14.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On October 24, 2023 the reporting person inadvertently reported that The Brennan Family Trust, DTD 09/06/2002 (the "Brennan Family Trust") sold 15,000 shares on October 24, 2024, due to an inadvertent administrative error. In fact, the Brennan Family Trust sold 15,000 shares on October 24, 2023. The number of shares sold and the price of such shares as reported by the reporting person remains unchanged.
- F2
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Brennan Family Trust on March 9, 2023.
- F3
This transaction was executed in multiple trades at prices ranging from $14.27 to $14.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.